Regulatory enforcement in the gambling industry has intensified dramatically, with the UK Gambling Commission alone issuing over £60 million in penalties during 2025. Understanding your organization's compliance risk exposure across multiple regulatory domains is essential for proactive risk management.

How this tool works: Answer questions across six key compliance domains to generate an aggregate risk score. The calculator applies weighted scoring based on regulatory enforcement priorities and provides actionable recommendations ranked by urgency. For detailed compliance requirements by jurisdiction, see our Compliance Audit Checklist Generator.

1 Operator Profile

2 AML/KYC Compliance

Anti-money laundering compliance is a top enforcement priority. The FATF Recommendations provide the international standard framework.

3 Responsible Gambling

Player protection measures are increasingly scrutinized. See GambleAware for harm prevention research and resources.

4 Advertising Compliance

Marketing restrictions are tightening globally. The ASA CAP Code provides guidance for UK operators.

5 Technical Standards

Game fairness and platform integrity requirements. See Gaming Laboratories International for testing standards.

6 Governance & Reporting

7 Compliance History

Past enforcement actions significantly impact current risk profile.

Compliance Risk Assessment Results

Based on your responses across 6 compliance domains

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Overall Risk Score
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6
Domains Assessed
0
Controls Checked
0
Gaps Identified
0
Critical Gaps

Risk Score by Domain

Priority Recommendations

Disclaimer: This tool provides indicative risk scoring for educational and research purposes only. Actual regulatory risk depends on many factors not captured here. This assessment does not constitute legal or compliance advice. Operators should engage qualified legal and compliance professionals for formal risk assessments. See our AML compliance guide and responsible gambling standards for further reading.

Customize Domain Weights

Adjust the relative importance of each compliance domain. Default weights reflect typical regulatory enforcement priorities.

AML/KYC Compliance 25%
Responsible Gambling 25%
Advertising Compliance 15%
Technical Standards 15%
Governance & Reporting 10%
Compliance History 10%
Total Weight: 100%

Scoring Methodology

This compliance risk score calculator uses a weighted multi-domain assessment framework aligned with regulatory enforcement priorities. The methodology draws on publicly available enforcement data and guidance from major regulators including the UK Gambling Commission regulatory framework and Malta Gaming Authority requirements.

Domain Weights

Default weights reflect current regulatory enforcement priorities based on published fine data and regulatory statements:

Domain Default Weight Rationale
AML/KYC Compliance 25% Highest enforcement priority; largest fines typically relate to AML failures
Responsible Gambling 25% Growing enforcement focus; social responsibility failures increasingly penalized
Advertising Compliance 15% High-profile enforcement area; reputational impact beyond fines
Technical Standards 15% Foundation for fair gaming; certification failures lead to license review
Governance & Reporting 10% Regulatory relationship management; aggravating factor in other failures
Compliance History 10% Past issues indicate systemic problems; significant penalty multiplier

Risk Score Interpretation

Score Range Risk Level Interpretation
0-25 Low Risk Strong compliance posture; maintain monitoring and continuous improvement
26-50 Moderate Risk Some gaps identified; targeted remediation recommended
51-75 High Risk Significant compliance gaps; immediate attention required
76-100 Critical Risk Serious deficiencies; urgent remediation and potential regulatory engagement needed

Jurisdiction Adjustments

Risk scores are adjusted based on jurisdiction-specific regulatory intensity. Tier 1 regulators (UK, Sweden, Netherlands) apply stricter oversight and higher fine thresholds, while offshore jurisdictions may have less intensive supervision but carry reputational risks.

Limitations

This tool provides an indicative assessment based on self-reported compliance status. Actual regulatory risk depends on implementation quality, documentation, and factors not captured in this assessment. For comprehensive risk evaluation, operators should conduct formal compliance audits with qualified professionals. See our Compliance Audit Checklist Generator for detailed requirements by jurisdiction.

Research Note: This methodology is derived from analysis of publicly available regulatory enforcement data. For academic research on gambling regulation effectiveness, see publications from the Gambling Research Exchange Ontario (GREO) and peer-reviewed journals including the Journal of Gambling Studies.